Audit Management.
Guardial is audit management software for internal audit planning, fieldwork, workpapers, and reporting. Everything stays examiner-ready without a rebuild. The Findings agent drafts remediation plans from your fieldwork notes, and every workpaper carries a version history, a timestamp, and a signature.
- One workspace
- PLANNING, FIELDWORK, AND WORKPAPERS IN ONE PLACE
- Versioned
- EVERY WORKPAPER TIMESTAMPED AND SIGNED
- Examiner-ready
- ISSUE LETTERS AND REPORTS ON DEMAND
The work that used to
live in spreadsheets.
Three pillars of audit management, each built by practitioners who lived the spreadsheets-and-overtime version of the same work.
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Audit Planning
Build your audit plan in one place, with your risk register right there for reference instead of a copy pasted from last year. Scope, schedule, and resource estimates roll up to capacity.
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Evidence Gathering
Workpaper templates pre-loaded for FS audit areas: BSA/AML, fair lending, third-party, IT controls. Sampling, evidence capture, and reviewer notes in one workspace, version-controlled and signed.
VERSION-CONTROLLED · SIGNED -
Reporting
Issue letters, management responses, and quarterly audit committee packages from live data. Examiner-ready PDF generated on demand; findings flow into Issues Home so audit and the rest of the org see the same status.
The product, quietly.
A snapshot of how audit management renders inside Guardial. Real screens, fictional data. The UI is built for audit practitioners, and it inherits your single sign-on.
How an audit moves
through the platform.
The path from intake to close, in four steps. Guardial logs each one with a named owner, and you can reverse any of them.
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Plan.
Build your audit plan with your risk register on hand for reference. Set scope, schedule, and resourcing in one place, ready for fieldwork.
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Fieldwork.
Workpaper templates open with sampling pre-configured. Evidence uploads link to specific test steps. Reviewer notes thread inline.
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Findings.
The Findings agent drafts a remediation plan from fieldwork notes. Audit leads review, adjust, and route to issue owners with a one-click handoff.
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Close.
Management responses route back; status updates flow into Issues Home. The full audit package (workpapers, issue letters, responses) is one PDF.
The stack before Guardial.
The legacy tools and processes the Audit module replaces, so you can retire them on day one.
- SharePoint workpaper folders
- Word issue letters with broken track changes
- Spreadsheets of management responses
- Excel for sample selection
"The first quarter we used Guardial, our internal audit team closed three audits with the same effort we’d been spending on one. The workpaper templates are just better."
Stand up your program in the time it takes to read this page.
Sign up, answer a short company profile, and the agents will have your first risk register built before your next meeting. Or book a 30-minute conversation with our team if you'd rather walk through it together.
Self-serve in 15 minutes · human review at every step