Automated Compliance
Monitoring.
Continuous control monitoring and compliance testing across your program, from credit reporting accuracy (FCRA) and fair lending (ECOA / Reg B) to SCRA and MLA. Set your thresholds and scheduled agents watch the data daily. Then, when a KRI crosses the line, Guardial opens an issue with the full rationale and trend behind it.
- Daily
- MONITORS RUN ON A SCHEDULE, NOT ONCE A QUARTER
- On breach
- A THRESHOLD BREAK RAISES AN ALERT AND OPENS AN ISSUE
- Traceable
- EVERY RUN LOGGED WITH ITS RATIONALE AND 12-MONTH TREND
The numbers that
used to live in a
monthly spreadsheet.
Five parts of automated compliance monitoring, so you catch a slipping control the day it slips instead of at the next review.
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Monitors
Individual monitoring records for the tests that matter, with lending compliance built in: credit reporting accuracy (FCRA), fair lending and adverse action (ECOA / Reg B), servicemember protections (SCRA and MLA), plus complaint SLAs, error and exception rates, and filing deadlines. Each monitor reads the data, applies your rule, and posts a value.
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KRIs & Thresholds
Set red and amber thresholds on every monitor. When a value crosses the line, the KRI flags it. The same KRIs surface in Enterprise Risk, so risk and compliance work from one signal.
SHARED WITH ENTERPRISE RISK -
Scheduled Agent Checks
The KRI Agent runs each check on a schedule, daily by default, and records what it read and why the value landed where it did.
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Alerts to Issues Home
A breach raises an alert and opens an issue in Issues Home with an owner and an SLA, so a threshold break becomes tracked work, not a line in a report.
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Trend & Run Log
Guardial keeps every run: value, status, source, and rationale, plus a 12-month trend with attached evidence. So you can prove the monitor was working and see exactly when things moved.
KRI Agent
KRI-2 · reads Credit reporting records · 97.6% · Breaching
Accuracy dropped below the 98% target.
Thresholds: Amber < 98.5% · Red < 98%.
- Runs on a schedule, daily by default
- Every run logged with its rationale
- Raises alerts and opens issues; a person confirms or overrides
The KRI Agent, on duty
The KRI Agent runs each monitor on a schedule, reads the records behind it, and checks the value against your red and amber thresholds. It logs what it read and why, and when a threshold breaks it raises an alert and opens an issue. You can run it on demand, override a value, or open the trend.
See how the agents workThe product, quietly.
A snapshot of a single monitor inside Guardial. Real screens, fictional data. The UI is built for compliance and risk practitioners, and it inherits your single sign-on.
| 2026-07-23 | 97.6% | Read 200 furnished records; accuracy fell to 97.6%, below the 98% target. Opened an issue for the balance and account-status mismatches. |
| 2026-07-23 | 98.3% | Read 200 records; accuracy at 98.3%, inside the watch band and trending down week over week. |
| 2026-07-23 | 98.9% | Read 200 records; accuracy at 98.9%, above target. |
How a monitor moves
through the platform.
The path from a defined monitor to a resolved breach, in four steps. Guardial logs each one with a named owner, and you can reverse any of them.
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Define.
Create a monitor: what it reads, the metric it computes, and your red and amber thresholds.
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Run.
The KRI Agent runs the check on a schedule, reads the records, and posts a value with its rationale.
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Breach.
When a value crosses a threshold, Guardial raises an alert and opens an issue in Issues Home with an owner and an SLA.
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Resolve.
Your team works the issue, confirms or overrides the value, and the trend and run log keep the full history.
The stack before Guardial.
The legacy tools and processes Automated Compliance Monitoring replaces, so you can retire them on day one.
- Monthly metric spreadsheets
- Quarterly KRI decks rebuilt by hand
- Threshold checks that only happen at review time
- Screenshots pasted into board packs
"We used to spot-check a sample once a quarter and hope it was representative. Between reviews, we never really knew how we were doing. Now the tests run every day, and the moment accuracy slips below target it opens an issue on its own."
Stand up your program in the time it takes to read this page.
Sign up, answer a short company profile, and the agents will have your first risk register built before your next meeting. Or book a 30-minute conversation with our team if you'd rather walk through it together.
Self-serve in 15 minutes · human review at every step