Live status: four Guardial agents on duty, tracking compliance tasks across federal compliance, risk, vendor, and audit workflows.

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Head of Risk or
CRO.

For the risk leader who needs a live register and a board that sees the real numbers.

Guardial keeps your risk register live, with KRIs set on the data already in your program. The board package pulls from real data instead of getting rebuilt every quarter. Guardial also scores your control coverage against recent regulator enforcement themes, then tells you where to look next.

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Four jobs we take off your desk
The objectives

The work you own, done.

Four objectives we hear from every Head of Risk or CRO on their first call. Each one maps to a Guardial workflow, an agent, or both.

  1. A live risk register.

    The register inherits your org structure, scoped by entity, with ownership trails and last-touched timestamps. So downloaded copies of the master spreadsheet stop diverging across teams.

  2. RCSA cycles that actually finish.

    Guided RCSA workspaces with FS-tailored templates. Assign, score, and attest, then roll up to the enterprise heat map in one sitting. That beats six weeks and a 40-page deck.

  3. KRIs that aren't lagging indicators.

    Set KRIs on the data already in the app and define appetite by entity and category. Then you hear about it the day a metric crosses its threshold, not the week after.

  4. Forward-looking exam readiness.

    Guardial scores your control coverage against recent CFPB, OCC, SEC, and NCUA enforcement themes. So you see where examiners are likely to look next, in time to act.

What success looks like
the measures

The numbers the
board actually reads.

We measure what a Head of Risk reports to the board and the risk committee. Vanity metrics stay off the list.

Live
A RISK REGISTER THAT UPDATES AS THE DATA CHANGES
On breach
KRIS OPEN AN ISSUE THE MOMENT A LIMIT BREAKS
One sitting
RCSA CYCLES THAT ACTUALLY FINISH
Board-ready
HEAT MAP AND KRI TREND FROM LIVE DATA
What the workflow actually looks like
Hour by hour

A day, on Guardial.

Drawn from a real customer’s first month after go-live. Times approximated; the workflows are exact.

  1. 8:00a

    Risk movement review.

    The Risk Movement agent flagged two controls whose signal lapsed overnight. Confirm and assign.

  2. 10:00a

    RCSA check-in.

    Three business units mid-assessment. Nudge the two that are behind; scores roll up automatically.

  3. 1:00p

    KRI breach triage.

    Fraud loss ratio crossed appetite. The issue is already open in Issues Home with an owner; set the remediation date.

  4. 3:00p

    Board prep.

    Pull the live heat map and KRI trend. The narrative writes itself from the open issues.

  5. 4:30p

    Enforcement scan.

    Review the controls Guardial scored against recent OCC actions. Add two to next quarter’s monitoring.

What we lead with
In this order

Three modules, first.

Most Heads of Risk start with these three. Add the rest as the program matures.

  • Enterprise Risk Management

    Risk assessments, RCSAs, the risk register, KRIs, controls, and issue management: one workspace for the operational risk program.

    Explore module

  • Automated Compliance Monitoring

    Continuous control monitoring, with KRIs and thresholds that open an issue the moment a limit breaks.

    Explore module

  • Audit Management

    Audit planning, evidence gathering, and examiner-ready reporting in one workspace.

    Explore module
Asked and answered
Three Q&A

The questions
on your first call.

The three concerns we hear most often from Heads of Risk, answered without marketing copy.

Yes. The register lives in Guardial, scoped by entity, and updates as the underlying data changes. No downloaded copies to reconcile.

You set KRIs on the data in your program today, and connect additional sources as they come online. A breach opens an issue on its own, with the rationale logged.

Point tools stop at their module. Guardial runs on a cross-module spine, so the agents work across modules and every finding lands in one Issues Home. As a result, reporting pulls from a single source of truth.

A note from the field

Our risk register was a spreadsheet that went stale the day after the committee met. Now it is live, the KRIs open issues on their own, and the board sees the same numbers I do.

Chief Risk Officer · COMMUNITY BANK
Adjacent roles
The full lineup

Other roles we serve.

The full buyer-side coverage. If your title is here, your workflow is in Guardial.

  • Chief Compliance Officer

    For the CCO who owns the program, the exam, and the board update.

    Explore

  • VP or Director of Compliance

    For the operator who runs the program day to day, with the team that has to use the tool.

    Explore

  • General Counsel & Legal Operations

    For the legal lead who owns the policy library, regulator inquiries, and the audit trail outside counsel will ask for.

    Explore
The Last Word

See risk before the board does.

Twenty minutes with our team. We come prepared with a proposal tailored to your program, regulators, and stack. Then we run a live agent walkthrough on your own data shapes.

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30-MIN CALL · HUMAN-IN-THE-LOOP · SOC 2